LAW 534 Study Guide - Final Guide: Sears, U.S. Securities And Exchange Commission, Knowledge Management
30 Nov 2017
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Legal privilege: what you discuss with your lawyer is confidential. However any documents talked about with your lawyer is not confidential and can be used at court. Documents like analysis reports and even training that was done. Which requires you to keep documents for a certain amount of time. Eg. tax forms need to be kept for 7 years. Whistleblowers: another reason to reward compliance - page 7-27. Compliance officers and entitlement to whistleblower rewards. Discussion of context of us securities exchange commission. Note that the topic of whistleblowers comes up again later in text. No they can be charged with the offence, since they still committed the act. Adapting to rapid changes in technology and growth. Law doesn"t adapt well to rapid change. Draws upon sydanmaanlakka"s work and model of three functions of organizational. Discussion about how to integrate these insights into legal risk management.
