FINC 120 Lecture Notes - Lecture 11: Securities Investor Protection Corporation, Stock Exchange, Financial Industry Regulatory Authority
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Will guarantee you a million dollars Financial prosperity in the future Both A and B Both A and C |
Accumulate funds for major expenditures Save for retirement Shelter their income from taxes All of the above |
Federal Reserve System National Association of Securities Dealers Securities and Exchange Commission Federal Securities Agency |
prospectus underwriting journal dealer newsletter None of these |
Municipal bonds issued by New York, Houston, and Chicago One-year, five-year, and ten-year certificates of deposit 100 shares of Wal-Mart stock, an IBM bond, and a two-year certificate of deposit |
Capital depreciation Dividends The ability to buy bonds |
Compound interest Variable interest Fixed interest |
A statement that shows how much you owe A plan to go into debt A plan to cover your losses |
The price the security is worth The price at which one can purchase a security None of these |
Asset Management Diversification Compounding None of these |