LAW 534 Lecture Notes - Lecture 10: Fiduciary, The Home Depot, Alstom
11 Apr 2017
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Law 534 week 10: essays due, questions from last class, finish chapter 7: business theory applied to risk management, next class: chapters 8 & 10. Chapter 6: corporate directing minds and regulatory offences. Started chapter 7: business theory applied to risk management. Doing a matrix analysis can be costly suggest two steps: (i) conduct internal analysis (with some legal advice, (ii) implement audits (including surprise audits from an outside source like independent lawyer or auditor) Graph of change management (page 7-23): knowledge >>> skills >>> attitudes >>> individual behaviour >>> group behaviour. Challenges in implementing a matrix: competing groups and competing value systems within the same organization. >>> different levels of commitment to corporate integrity. Authors" suggestion: rewarding employees for compliance (in addition to disciplining non-compliance) Discussion in context of us securities exchange commission and whether compliance. Interesting developments in canada: ontario securities commission created an office of the whistleblower in june. Potential for whistleblower to receive up to m.
