FINS3630 Chapter -: FINS3630 textbook questions
FINS3630 textbook questions
1. What are the three major risks to household savers from direct security purchases?
2. What are the two major differences between brokers (security brokers) and
depository institutions (commercial banks)?
3. What are the primary securities and secondary securities?
4. What is the link between asset diversification and the liquidity of deposit contracts
5. Why should more regulation be imposed on FIs than on other types of private
corporations?
6. Define the concept of net regulatory burden
7. What six major types of regulation do FIs face?
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